We carried out an announced comprehensive inspection on 5 August 2016 to ask the practice the following key questions; Are services safe, effective, caring, responsive and well-led?
Our findings were:
Are services safe?
We found that this practice was not providing safe care in accordance with the relevant regulations.
Are services effective?
We found that this practice was providing effective care in accordance with the relevant regulations.
Are services caring?
We found that this practice was providing caring services in accordance with the relevant regulations.
Are services responsive?
We found that this practice was providing responsive care in accordance with the relevant regulations.
Are services well-led?
We found that this practice was not providing well-led care in accordance with the relevant regulations.
Background
Patient First Dental Practice is a dental practice situated in Grays, Essex.
The practice has four treatment rooms, a waiting room and a reception area. Decontamination takes place in a dedicated decontamination room (Decontamination is the process by which dirty and contaminated instruments are bought from the treatment room, washed, inspected, sterilised and sealed in pouches ready for use again).
The practice is a partnership between two dentists. Four associate dentists, a hygienist, six qualified dental nurses, one trainee dental nurse and one receptionist are employed at the practice.
The principal dentist is the registered manager. A registered manager is a person who is registered with the Care Quality Commission to manage the service. Like registered providers, they are ‘registered persons’. Registered persons have legal responsibility for meeting the requirements in the Health and Social Care Act 2008 and associated Regulations about how the practice is run.
The practice offers NHS and private general and cosmetic dental treatments to adults and children. The opening hours of the practice are 9 am to 5 pm Monday to Friday and 9 am to 2 pm on Saturdays. The practice offers late evening appointments up to 9 pm on Thursday evenings. Appointments are available throughout these times, including lunch times.
We left comment cards at the practice for the two weeks preceding the inspection. 12 people provided feedback about the service in this way. All of the comments spoke highly of the dental care and treatment that they received and the professional and helpful attitude of the dentists and dental nurses.
Our key findings were:
- The practice had systems in place for investigating and learning from safety incidents or accidents. However learning from complaints was not used to make improvements where this was required.
- The practice was visibly clean and clutter free. However Infection control practices did not meet national guidance. There were limited systems in place to minimise the risk of legionella and no infection control audits were carried out.
- There were systems in place to help keep people safe, including safeguarding vulnerable children and adults. However there were no health and safety risk assessments in place.
- There were systems in place to ensure that X-ray equipment was tested and maintained safely. Staff did not have access to training or information to ensure that X-rays were carried out safely and that risks to patients and staff were minimised.
- Dental care and treatments were carried out in line with current legislation and guidelines.
- Staff did not receive all the relevant training in respect of their roles and responsibilities within the practice.
- Patients reported that they were treated with care and compassion and staff were polite and helpful.
- Patients were involved in making decisions about their care and treatments.
- The practice provided a flexible appointments system and could normally arrange a routine appointment within a few days or emergency appointments mostly on the same day.
- The practice kept medicines and equipment for use in medical emergencies. These were in line with national guidance and regularly checked so that they were fit for use.
- Effective governance arrangements were not in place for the smooth running of the service. There were limited measures in place to ensure that the policies and systems within the practice were monitored, reviewed as needed and adhered to by staff,
- Patient’s views were sought. However these were not used to make improvements to the service where these were identified.
We identified regulations that were not being met and the provider must:
- Ensure that all of the appropriate checks are carried out when recruiting new staff to work at the practice.
- Ensure an effective system is established to assess, monitor and mitigate the various risks arising from undertaking of the regulated activities. This includes assessing and managing the risks associated with the use of X-ray equipment and exposure to ionising radiation, infection control including legionella. It also includes reviewing safety alerts and taking any relevant action to mitigate risks to patients and reviewing safety related incidents and using learning from these to make necessary improvements.
There were areas where the provider could make improvements and should:
- Review its procedures for dealing with medical emergencies to determine the need for portable suction equipment.
- Review the arrangements for the Control of Substances Hazardous to Health (COSHH) so that this information is updated to include any new materials used / any changes to information about currently used substances.
- Review the systems for monitoring prescription pad use and recording details of prescriptions issued.
- Review the records in relation to cleaning and decontamination procedures so that these include a record of checks carried out at start and close of day.
- Review staff records so that they accurately reflect training undertaken.
- Review the procedures for obtaining patient consent so that these include reference to the Mental Capacity Act 2005 and making best interests decisions where patients lack capacity to give consent or make informed decisions about their care and treatment.
- Review and monitor patient waiting times and improve on these where this is practicable.
- Review the arrangements for advising patients about the practice complaints procedures and how they can make complaints.