• Hospital
  • Independent hospital

Archived: Regency Clinic - City of London

Overall: Inadequate read more about inspection ratings

72 Nile Street, London, N1 7SR (020) 7490 0550

Provided and run by:
Regency International Clinic Ltd

All Inspections

28 November 2022

During an inspection looking at part of the service

Our rating of this service stayed the same. We rated it as inadequate because:

  • The service did not have a process to identify when equipment was last cleaned.
  • The service did not have any evidence of checks being completed for the automated external defibrillator. The equipment also did not have an inventory log or a weekly checklist.
  • The service had out of date single use disposable medical equipment.
  • The service had dirty equipment that had been recorded as sterilised.
  • Although the service had a contract with a sterilisation company, the packaging of sterilised equipment had unclear dates written on them.
  • The service had expired medicines in the lead consultants’ office (Co-amoxiclav).
  • The service did not have an adequate process to manage risks or plans in place to reduce their impact. This included plans to cope with unexpected events.
  • The service did not have a documented vision, set of values, or strategy developed with all relevant stakeholders.
  • Although the service has made some improvements in their governance processes since the last inspection, further improvement was still required to ensure there was effective oversight and assurance for these processes.
  • Although staff told us they assessed patients’ pain levels, we did not see any evidence of pain assessments using recognised pain tools in patient records or in the service.
  • The service did not have suitable recruitment processes in place to ensure staff had the appropriate checks completed prior to their employment.

However:

  • The service provided mandatory training in key skills to all staff and made sure everyone completed it.
  • The service had enough staff to care for patients and keep them safe. Staff had training in key skills and understood how to protect patients from abuse.
  • Records were clear, up to date, stored securely and easily available to all staff providing care.
  • Staff knew what incidents to report and how to report them.
  • Most staff had knowledge or understanding of duty of candour.

Although the provider made improvements to address the previous concerns, we still found several areas of concerns within Regulation 12 and Regulation 17.

Following this inspection in November 2022, the concerns identified resulted in an urgent suspension of all regulated activities imposed for a period of three months through a Section 31 Notice of Decision.

12 July 2022

During an inspection looking at part of the service

We did not rate the service on this occasion.

• Equipment was always securely stored.

• Clinical areas were clean.

• The medications audit policy was now embedded in to practice.

• Suitable checks on the automated external defibrillator were in place.

• Plans to measure patient outcomes were now embedded into practice.

• Risk management was embedded into practice and governance processes.

08 June 2022

During an inspection looking at part of the service

We did not rate the service on this occasion.

• Equipment was not always securely stored.

• Some clinical areas were not clean.

• Although a medications audit policy had been produced an audit tool had not.

• Suitable checks on the automated external defibrillator were not in place.

• Plans to measure patient outcomes were not embedded into practice and governance processes.

• Risk management was not embedded into practice and governance processes.

However

• The service had suitable back up facilities to help them to safely care for patients.

• There were arrangements in place for deteriorating patients and escalating them appropriately.

• Staff followed systems and processes to record prescribed medicines safely.

• Safety checks were carried out on resuscitation equipment.

23 February 2022

During a routine inspection

Our rating of this location went down. We rated it as inadequate because:

  • The service could not provide evidence to show that weekly checks were completed for the resuscitation equipment and the automated external defibrillator and there was no checklist of what should be checked.
  • The suitcase containing resuscitation equipment was not fit for purpose as the foam padding and fabric had perished which produced a fine dust that contaminated the equipment.
  • The deteriorating patient policy did not have clear guidance of what staff should do in the absence of a healthcare professional and there was no service level agreement with the nearby NHS hospital should a patient need to be transferred.
  • The service did not have a clinician with advanced life support (ALS) training at the time of the inspection.
  • The service did not have a backup generator in event of the loss of power to both lighting and equipment used during procedures.
  • The service had excessive storage located between theatres and the recovery area which had evidence of dust collecting in some areas and presented a potential fire hazard and healthy and safety risk.
  • The service did not securely store oxygen cylinders both in the recovery room and theatre.
  • The service did not have a process to identify medicines that could be affected by safety alerts.
  • The service did not complete prescription audits to ascertain if they were completed in full and appropriately.
  • Although the service had updated policies to ensure they were in date, we found there were no clinical guidelines based on national guidance and evidence-based practice for the procedures provided.
  • The service failed to show evidence on how it monitored performance using appropriate data in order to make improvements for service users.
  • Although staff told us they assessed patients’ pain levels, we did not see any evidence of pain assessments using recognised pain tools in patient records and the clinic did not have a pain management policy in place.
  • Although the service had an audit schedule, it had not been fully embedded at the time of the inspection. Some audits were not comprehensive as they did not include the expected criteria which meant the service did not monitor the effectiveness of care and treatment appropriately to make improvements and ensure good outcomes for patients.
  • The service offered limited adjustments which took into account of patients’ individual needs and preferences.
  • Although leaders were visible and approachable in the service for patients and staff, they did not understand and manage the priorities and issues the service faced.
  • The service did not have a documented vision, set of values, or strategy, developed with all relevant stakeholders.
  • Although the service has made some improvements in their governance processes since the last inspection, further improvement was still required to ensure there was effective oversight and assurance for these processes.
  • The service did not have an adequate process to identify risks and issues or identify actions to reduce their impact. This included plans to cope with unexpected events.
  • The service did not have a fully completed risk register and gaps identified included risk owner, date of review and expected date of completion. None of the risks identified during the inspection were listed on the risk register.
  • The clinic’s website and patient information leaflets had not been updated to reflect the services provided.

However:

  • The service provided mandatory training in key skills to all staff and made sure everyone completed it.
  • The service had enough staff to care for patients and keep them safe. Staff had training in key skills, understood how to protect patients from abuse.
  • Staff kept detailed records of patients’ care and treatment. Records were clear, up to date, stored securely and easily available to all staff providing care.
  • Staff knew what incidents to report and how to report them. Most staff had knowledge or understanding of duty of candour.
  • The service made sure staff were competent for their roles. Managers appraised staff’s work performance to provide support and development.
  • Although we were not able to speak with any patients, patient feedback showed that staff treated patients with compassion and kindness.
  • Staff felt respected, supported and valued.
  • Leaders and staff engaged with patients and staff.

Although the service had made improvements to address the Warning Notice for Regulation 17 and the Requirement Notices for Regulations 12 and 13 from the previous inspection, we still found several areas of concerns within Regulation 12 and 17.

Following this inspection in February 2022, the provider was rated inadequate and the concerns identified resulted in urgent suspension of all regulated activities imposed for a period of eight weeks through a Section 31 Notice of Decision. Details are at the end of the report.

I am placing the service into special measures. Services placed in special measures will be inspected again within six months. If insufficient improvements have been made such that there remains a rating of inadequate overall or for any key question or core service, we will take action in line with our enforcement procedures to begin the process of preventing the provider from operating the service. This will lead to cancelling their registration or to varying the terms of their registration within six months if they do not improve. The service will be kept under review and, if needed, could be escalated to urgent enforcement action. Where necessary another inspection will be conducted within a further six months, and if there is not enough improvement we will move to close the service by adopting our proposal to vary the provider’s registration to remove this location or cancel the provider’s registration.

Victoria Vallance

Director of Secondary and Specialist Healthcare

13 October 2021

During an inspection looking at part of the service

Our rating of this location improved. We rated it as requires improvement because:

  • The service had enough staff to care for patients and keep them safe. Staff had training in key skills and understood how to protect patients from abuse. Staff assessed risks to patients and had aligned procedures to act on them including consistent use of the 10-day pregnancy rule. The World Health Organisation safer surgery checklist had been modified for use in the service though this had not yet been embedded.
  • Managers had introduced new systems to monitor the effectiveness of the service and make sure staff were competent. This included a Radiation Protection Supervisor who had undergone relevant training and a formalised induction process for all staff. Staff had access to radiation monitoring badges and mechanisms were in place to monitor their readings.
  • Leaders did not always run services well using reliable information systems. A robust audit schedule to monitor performance of the service had been introduced though this had not yet been embedded. The service now had a named Radiation Protection Adviser who was on the RPA 2000 register. Staff were clear about their roles and accountabilities.

However:

  • Leaders had not run services well and did not have reliable embedded information systems or support for staff to develop their skills.
  • We found evidence of poor governance which included the service not having clear ratification processes for the updating of policies.

25 August 2021

During an inspection looking at part of the service

Our rating of this location went down. We rated it as inadequate because:

  • Staff lacked training in key skills, did not understand how to protect patients from all types of abuse, and did not manage safety well. Staff did not always accurately assess risks to patients and act on them.
  • During the inspection, we reviewed policies which were inconsistent regarding the pregnancy rule which was a concern as the service were performing procedures on service users who were seeking to get pregnant. The service did not have oversight of these inconsistencies despite a requirement notice issued in August 2018 following the previous CQC inspection which required they address this.
  • The World Health Organisation safer surgery checklist was not in use at the service.
  • We found that not all staff had the knowledge required to protect service users from all types of abuse.
  • Managers did not make sure staff were competent. The service did not have adequate oversight that training requirements were being met, this included safeguarding training and radiation protection training.
  • The services named Radiation Protection Supervisor was unaware of their role and had not completed Radiation Protection Supervisor training.
  • During the inspection we found staff at the service did not have access to radiation monitoring badges.
  • Staff did not have access to in date policies that were aligned with national standards and guidance for care and treatment published by recognised organisations.
  • Appointments for cosmetic surgery were offered to service users without the obligatory 14-day cooling off period.
  • Leaders did not run services well and did not have reliable information systems or support for staff to develop their skills. Staff were not clear about their roles and accountabilities.
  • We found evidence of poor governance which included the service not having oversight of policies.
  • The service had documents which named a Radiation Protection Adviser who was no longer on the RPA 2000 register.
  • Managers did not provide permanent, agency or bank staff with a robust formal induction process.
  • Leaders did not have a robust audit schedule to monitor performance within the service.

28 February 2018

During a routine inspection

Regency Clinic – City of London is operated by Regency International Clinic Ltd. Facilities include one operating theatre, a two-bedded recovery ward, X-ray, outpatient and diagnostic facilities.

The service provides gynaecology surgery, outpatient and diagnostic imaging, care and treatment. The service also provides private GP consultations. All procedures that required anaesthesia were carried out using local anaesthetic; the service did not provide general anaesthetic. We inspected surgery and outpatients at this inspection.

In 2017 average monthly activity levels were:

Surgical procedures: three to four

Diagnostic and screening procedures: four to six

Treatment of disease, disorder or injury: six to eight

We inspected this service using our comprehensive inspection methodology. We carried out the announced part of the inspection on 28 February 2018.

To get to the heart of patients’ experiences of care and treatment, we ask the same five questions of all services: are they safe, effective, caring, responsive to people's needs, and well-led? Where we have a legal duty to do so we rate services’ performance against each key question as outstanding, good, requires improvement or inadequate.

Throughout the inspection, we took account of what people told us and how the provider understood and complied with the Mental Capacity Act 2005.

The main service provided by this clinic was surgery and outpatients services were also provided.

Services we rate

We rated this service as good overall because:

  • The service managed staffing effectively and services always had enough staff with the appropriate skills, experience and training to keep patients safe and to meet their care needs.
  • The senior team maintained checks of registration with the General Medical Council and the Nursing and Midwifery Council of professionals who provided services under practising privileges. Radiographers were registered with the Health and Care Professions Council and the senior team monitored this each time a locum radiographer worked in the clinic.
  • The service was compliant with the standards set by the British Association of Day Surgery (BADS) and the Association of Anaesthetists of Great Britain and Ireland (AAGBI) in relation to medical records, clinical equipment, monitoring patient risk and the provision of a follow-up emergency advice service.
  • There had been no instances of unplanned or emergency patient transfers to other facilities or hospitals and no unplanned readmissions or unplanned returns to the operating theatre since the clinic came into operation.
  • All permanent staff had undergone an appraisal in the previous 12 months, in line with the provider’s policy.
  • Clinical staff completed accredited training from nationally recognised bodies.
  • All of the patient feedback we received reflected a good standard of kind, compassionate and understanding care. Staff training reflected national standards of care delivery established in National Institute for Health and Care Excellence (NICE) quality statement 15 in relation to dignity and kindness.
  • Staff provided clinical services tailored to patient demand, such as a well women clinic.
  • There was no waiting list for the service.
  • There had been no complaints in the previous four years and staff demonstrated a proactive approach to acting on other feedback.
  • The leadership structure and working culture were well established and the senior team valued feedback from staff and patients.

However:

  • After the inspection, we reviewed policies which were inconsistent regarding the pregnancy rule which was a concern as the service were performing procedures on women who were trying to get pregnant. The service did not have oversight of these inconsistencies. 
  • Safety monitoring systems were in place but were not always fully effective as we found emergency equipment that needed to be replaced and expired medicines stored in the clinical room.
  • The service did not audit or benchmark patient outcomes against national standards or similar services.

Following this inspection, we issued a requirement notice for the breach of Regulation 12 and told the provider that it should make some improvements to help the service improve. Details are at the end of the report.

Amanda Stanford

Deputy Chief Inspector of Hospitals (Interim)