Background to this inspection
Updated
6 November 2017
Mr Anthony Howell is the provider who owns and manages Ambulance UK trading as St Bridget’s Ambulance Service. The service re-registered with the Care Quality Commission (CQC) in 2010. It is an independent ambulance service in Bournemouth, Dorset. The service primarily serves the communities in the Bournemouth area.
Ambulance UK has three vehicles and the service primarily consists of patient transport service (PTS). Following the last inspection in February and March 2017, the provider has voluntarily suspended the service in order to make the necessary improvements following two warning notices.
Updated
6 November 2017
Mr Anthony Howell is the provider who owns and manages Ambulance UK trading as St Bridget’s Ambulance Service. The service is registered to provide transport services triage and medical advice provided remotely. From February 2016 to January 2017 there were 67 patient transport journeys undertaken. They do not provide a service for children.
Prior to this unannounced inspection on 13 June 2017, we carried out a planned comprehensive inspection of Ambulance UK trading as St Bridget’s Ambulance Service on 15 February 2017, along with a routine unannounced inspection on 8 March 2017. During that inspection, we found the provider was failing to provide safe care and governance arrangements were inadequate. We found that safe working practices were not followed while providing the service that included poor infection control, inadequate assessments and management of risks. Quality assurance processes were not fully developed in order to identify or mitigate safety risks. We issued the provider with two warning notices under Section 29 of the Health and Social Care Act, 2008, on 16 March 2017 stating they needed to be compliant by 2 May 2017.
Following the inspection in February and March 2017, the provider wrote to the CQC and agreed to a voluntary suspension of the service. This was to allow them to review the service and make the necessary changes following the warning notices in order to become compliant. The service remains non-operational at the time of this report.
The purpose of the unannounced inspection in June 2017 was to follow up on the warning notices and report on progress that had been taken to provide safe care and treatment and ensure governance arrangements were adequate. Following the unannounced inspection in June 2017, we requested further information from the provider, as they had not met fully met the warning notices. We also met with the provider and new manager on 1 August 2017 to clarify some of the information received. This report was focused on reporting on our findings in respect of the breaches as described in the warning notices served.
Services we do not rate
We regulate independent ambulance services but we do not currently have a legal duty to rate them. We highlight good practice and areas of practice that service providers need to improve and take regulatory action as necessary.
At our unannounced inspection in June 2017 and our meeting 1 August 2017, we found the provider had not taken actions to fully meet the warning notices. Progress was limited, and there was still risk of patients not receiving safe care.
- Overall, the provider had made some improvements in the safety of the service. However, the improvements had been driven by directives from the CQC and we were not assured that the provider had the knowledge or the skills to sustain a safe service if the service were to resume and without close scrutiny and clear instructions from CQC.
- Whilst the provider and the appointed manager were keen to comply with the Health and Social Care Act, we were not assured that they had the depth of knowledge or skills to drive improvements within the service independently. For example, where we highlighted missing policies, the provider would devise a policy as requested but the quality and information within the policy was not always clinically accurate or relevant to the service. Similarly, the provider had completed safeguarding training as this was highlighted in our previous inspection as required but through discussions they were unable to demonstrate a sufficient understanding of safeguarding and associated processes.
- Governance processes had not been developed. An updated risk register was provided but did not include all hazards in relation to the day to day delivery of the service, for example possibility of equipment failure or staff sickness. The risk register did not include a full description of risks, all mitigation in place, or a plan for review of risks.
- Policies and procedures were not effective and did not support the day to day operation of the service. Policies did not always relate to the service and did not provide evidence that the provider had really considered best practice guidance or the requirements of the service. There was a risk of patients receiving care not based on best practice and guidance.
- The Department of Health publishes a Health and Social Care Act 2008 Code of Practice on the Prevention and Control of Infections and Related Guidance (herein The Code). The Code sets out the basic steps that are required to ensure the essential criteria for compliance with the cleanliness and infection control requirements under the Health and Social Care Act 2008 and its associated regulations are being met. Criterion 1 of the Code gives guidance about managing and monitoring the prevention and control of infection and the use of risk assessments to prevent infections in susceptible patients using the service. Through discussion with the provider, it was apparent they had no knowledge of the Code of Practice and, as such, we were not assured the provider was meeting the guidance or had anything similar or better in place.
- The newly created control of infection policy did not relate to the service. The providers cleaning protocol contained items not on the vehicles, so this was confusing to read and could lead to error.
- The policy for managing body fluids including blood that may be contaminated, did not comply with best practice, and advised staff to dispose of infected materials into a ‘plastic waste sack’ rather than designated colour coded bags.
- There was no process in place for the segregation of clean and dirty equipment on the vehicles which presented a risk of cross infection.
- There was no medicines policy in place for ordering, receipt and storage of medical gases as identified at the last inspection. There was no signage and information available to advise the emergency services attending an incident or accident that the vehicle was carrying flammable gases such as oxygen and nitrous oxide (an inhaled gas used as a pain medication). There was also no safety data sheet relating to these products as recommended. Following this inspection, the provider took steps to mitigate these risks. The medical gases were returned to British Oxygen Company on 4 August 2017, as there were no standard operating procedures to manage them safely. However, we were not assured that the provider would no longer transport patients requiring medical gases in the future.
- The provider was unclear whether they would or would not be providing storage for patients’ own medicines during journeys in the future. We were not assured that if the service was reinstated they would safely store or manage patients’ medicines through each journey.
- The patient booking form had been updated. However, whilst there was a booking form there was no guidance in place to support staff to complete the clinical aspects of the booking form such as assessing, managing or mitigating patient risks.
- Whilst a medical equipment checklist had been put in place, there was no associated procedure to ensure this was routinely completed.
- The provider had no record keeping policy in place.
- There was no clear written guidance on how the minimum number of staff on a patient transport journey would be risk assessed. We were not assured through discussions with the provider that the service would provide the correct number of staff for each patient journey.
- There was no audit plan in place. We were not assured that the provider planned to audit the effectiveness of the service.
We found the following actions had been taken:
- Though not in use at the time of our inspection, the three vehicles were clean and maintained appropriately.
- A review of equipment had been completed and a checklist developed. Though the equipment was not in use at the time of our inspection, a random check showed that equipment was within the use by date on the packaging.
- The ‘evac chair’ had been replaced, and staff had received training on how to use the ‘evac chair’ safely.
- The new manager and two staff supporting the service had now received safeguarding training at the appropriate level. The new manager had received training at level 3 and the two staff supporting the service at level 2.
- The provider had appointed a manager who would be responsible for the overall management of the service.
Following this inspection, the provider agreed to continue the voluntary suspension of the service.
Full information about our regulatory response to the concerns we have described in this report will be added to a final version of this report we will publish in due course.
Professor Edward Baker
Chief Inspector of Hospitals
Patient transport services
Updated
6 November 2017
Patient transport service was the main activity carried out by Ambulance UK trading as St Bridget’s Ambulance Service
This service had not been provided as voluntarily suspended 13 March 2017 after the last inspection.
The provider also provided a repatriation service and had voluntarily also agreed to suspend this service until further notice.
Systems and procedures were not in place to effectively and safely deliver this service and needed to be developed.
We regulate independent ambulance services but we do not currently have a legal duty to rate them.